ACG Resources
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Job Ref: 15005
Salary: $115000 – $125000
Now Hiring: AVP Compliance Testing Analyst
Located in Manhattan
Base salary $115-125k depending on skills and experience
Are you a detail-oriented compliance or audit professional looking to take the next step in your career? We are seeking a Compliance Testing Analyst to help ensure our firm operates with integrity, transparency, and accountability.
In this role, you’ll support and execute a robust compliance testing program focused on key risk areas such as BSA/AML, sanctions, and regulatory compliance. You’ll have the opportunity to build valuable cross-functional relationships, sharpen your regulatory expertise, and contribute to a culture of continuous improvement.
What You’ll Be Doing
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Assist in developing and refining the Compliance Testing Plan based on risk assessments and business priorities.
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Contribute to the creation of risk-based testing methodologies, ensuring they align with industry standards and regulatory expectations.
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Plan and execute testing engagements, from determining scope to preparing reports.
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Design and implement effective test strategies, identifying gaps and control weaknesses.
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Prepare clear, organized workpapers and review peer documentation in accordance with internal standards.
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Engage with stakeholders across the business to discuss test scope, findings, and remediation efforts.
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Present deficiencies and exercise credible challenge to ensure thorough understanding and accountability.
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Draft and present reports to management summarizing findings and improvement recommendations.
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Recommend areas for enhanced monitoring, training, or internal controls.
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Assist in tracking remediation of compliance issues and contribute to program transformation initiatives.
What You Bring
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3–5 years of experience in compliance testing, internal audit, or risk management within the financial services sector.
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Functional understanding of U.S. banking regulations, particularly BSA/AML and sanctions.
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Knowledge of commercial and middle-market banking, including lending and financial products.
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A strong sense of ownership, accountability, and attention to detail.
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Excellent written and verbal communication skills—you can explain findings clearly and professionally.
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Ability to manage multiple projects and shifting priorities in a fast-paced environment.
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Proficiency in Microsoft Office; data analysis skills are a plus.
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CAMS certification is a plus or strong interest in pursuing it.
Education
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Bachelor’s degree in Business Administration, Accounting, Finance, or Law is required.
Why This Role?
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Visibility and growth: You’ll gain direct exposure to key stakeholders and contribute to the firm’s compliance framework.
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Impact: Your work strengthens our defenses against financial crime and regulatory risk.
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Development: You’ll deepen your expertise in compliance risk while learning from a high-performing, collaborative team.
Ready to grow your compliance career and make a real difference in a purpose-driven organization?
Apply today and join a team where integrity meets opportunity.
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