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Job Ref: 15285
Salary: $42000 – $150000
Associate/AVP Compliance Assistant Bilingual Chinese
located on-site in Manhattan
$42-150k base salary depending on experience and skills
Responsibilities:
- Manage monthly FLU BSA Officer meeting reporting materials, and quarterly FLU Subcommittee meeting reporting preparation, including data collection from each FLU BSA Officer and summarize into presentation format.
- Draft, seek review and approval of, and distribute minutes for bi-weekly and monthly one-on-one meetings with FLU BSA Officers. Review monthly BSA Officer meetings and quarterly FLU AMLCC Subcommittee meetings.
- Assist with responding to document requests from Internal Audit Department, LCD Compliance Monitoring and Testing Group, and others.
- Assist with preparing a monthly regulatory development newsletter to the Bank, outlining recent regulatory developments.
- Prepare the presentation materials of regulatory updates/enforcement actions for monthly BSA Officer meeting and quarterly FLU AMLCC Subcommittee meeting presentations.
- Prepare the summary reporting, with translations, of regulatory development for the Bank-wide Staff News and the submission to Head Office.
- Provide administrative support to the regulatory change management process including, but not limited to, the regulatory tracker maintenance.
- Oversee the FLUs to maintain the FLU Compliance Control Inventory.
- Review the FLU compliance control testing plans.
- Hold monthly meetings with FLU QCUs on testing status.
- Requirements:
- Proficiency in both spoken and written Chinese is required.
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Bachelor’s degree in Finance, Business Administration, Accounting/Actuarial Science, Economics, Law, or a related quantitative discipline required.
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0-3 years of Legal & Compliance related experience, BSA/AML/CFT laws and regulations and OFAC/sanctions compliance for Associate level; 4+ years of Legal & Compliance related experience for AVP level
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Strong quantitative and qualitative analytical skills with the ability to provide practical solutions and able to reduce large amount of information into clear and concise summaries
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Excellent communication skills: concise and clear written and verbal communications.
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Excellent in MS Excel (charts, graphs, VLOOKUP, pivot table, etc.), PowerPoint and Word.
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Highly flexible and detail-oriented with the ability to multi-task and change directions based on business demands and prioritize a diverse workload with multiple deadlines.
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CAMS Certificate preferred but not required.
This role requires unrestricted U.S. work authorization. Employer sponsorship is not available.
ACG Resources and our client partners are equal opportunity employers. All qualified applicants will receive consideration without regard to protected characteristics.
To apply, please contact Franca Diona
Email: Franca@acgresources.com
Phone number: 646-442-2272
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