AVP Compliance & Risk Management Officer bilingual Mandarin (Financial services)

 AVP Compliance & Risk Management Officer bilingual Mandarin (Financial services)
located onsite in Manhattan
Base Salary: $65K - $150K (Based on Skills & Experience)

Qualifications:

  • Bachelor's degree is required; master's degree or higher level degree preferred.
  • Minimum 5 years of BSA/AML/OFAC and other sanctions compliance and risk management experience required.
  • 2-3 years of Regulatory Compliance experience required.
  • Financial services background experience is required.
  • BSA or sanctions training and/or certificate preferred.
  • CAMS (Certified Anti-Money Laundering Specialist) credential preferred.
  • Demonstrate sound knowledge of  U.S. banking regulations and compliance practices with strong emphasis on all aspects of BSA/AML/OFAC/Sanctions/CTF.
  • Bilingual ability in Mandarin and English preferred.
  • Responsibilities:
  • Implement BSA/AML/OFAC/Sanctions Compliance Program in Front Line Unit
  • Manage the MKD/MOD day-to-day adherence to the BSA/AML/OFAC/Sanctions/CTF and their implementing regulations, as well as internal policies and procedures.
  • Provide subject matter expertise to guide the MKD/MOD in establishing of risk-mitigating controls commensurate with the MKD/MOD BSA/AML/OFAC/Sanctions/CTF and other illicit financial activity risk profiles, while maintaining independence.
  • Work with MKD and FID for new FI non-customers/counterparty onboarding and/or existing counterparty refresh. Periodically or annually reconcile counterparty name list with FID.
  • Transaction monitoring for MKD uninitiated transactions.
  • Implement, or coordinate with relevant FLU teams on the implementation of, the RGF and risk management policies and procedures within FLU as well as enforcing relevant controls (e.g. Clean Desk check)
  • Conduct Quality Assurance on Anti Bribery and Anti-Corruption (ABAC).
  • Perform Bank wide LGO Anti Bribery and Anti-Corruption (ABAC) Risk Assessment.
  • Perform monthly ERM Strategic and Reputation Risk reporting for MKD/MOD and TRY.
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Job Ref: 14924

Salary: $65000 – $150000

 AVP Compliance & Risk Management Officer bilingual Mandarin (Financial services)
located onsite in Manhattan
Base Salary: $65K – $150K (Based on Skills & Experience)

Qualifications:

  • Bachelor’s degree is required; master’s degree or higher level degree preferred.
  • Minimum 5 years of BSA/AML/OFAC and other sanctions compliance and risk management experience required.
  • 2-3 years of Regulatory Compliance experience required.
  • Financial services background experience is required.
  • BSA or sanctions training and/or certificate preferred.
  • CAMS (Certified Anti-Money Laundering Specialist) credential preferred.
  • Demonstrate sound knowledge of  U.S. banking regulations and compliance practices with strong emphasis on all aspects of BSA/AML/OFAC/Sanctions/CTF.
  • Bilingual ability in Mandarin and English preferred.
  • Responsibilities:
  • Implement BSA/AML/OFAC/Sanctions Compliance Program in Front Line Unit
  • Manage the MKD/MOD day-to-day adherence to the BSA/AML/OFAC/Sanctions/CTF and their implementing regulations, as well as internal policies and procedures.
  • Provide subject matter expertise to guide the MKD/MOD in establishing of risk-mitigating controls commensurate with the MKD/MOD BSA/AML/OFAC/Sanctions/CTF and other illicit financial activity risk profiles, while maintaining independence.
  • Work with MKD and FID for new FI non-customers/counterparty onboarding and/or existing counterparty refresh. Periodically or annually reconcile counterparty name list with FID.
  • Transaction monitoring for MKD uninitiated transactions.
  • Implement, or coordinate with relevant FLU teams on the implementation of, the RGF and risk management policies and procedures within FLU as well as enforcing relevant controls (e.g. Clean Desk check)
  • Conduct Quality Assurance on Anti Bribery and Anti-Corruption (ABAC).
  • Perform Bank wide LGO Anti Bribery and Anti-Corruption (ABAC) Risk Assessment.
  • Perform monthly ERM Strategic and Reputation Risk reporting for MKD/MOD and TRY.

 #acgresourcesjobs

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