To Apply for this Job Click Here
Job Ref: 14883
Salary: $120000 – $140000
Exciting Career Opportunity:
Compliance/Legal Analyst (Hybrid)
Salary Range: $120,000 – $140,000 annually
Located in Manhattan
Are you ready to take on an impactful role where you can combine your expertise in compliance, risk management, and financial regulations? Join a leading financial institution as a FORMAT Analyst, where you will play a key role in ensuring regulatory compliance and risk management across a wide range of financial services. This is your chance to contribute to a fast-paced environment while developing your career in financial regulations and compliance.
Why You’ll Love This Role:
- Competitive Salary: Earn a salary between $120,000 – $140,000, based on experience, with opportunities for career growth and advancement.
- Impactful Work: You’ll work at the heart of regulatory compliance, helping to shape the company’s risk management framework and ensuring adherence to crucial regulations like BSA/AML, FATCA, and the Volcker Rule.
- Diverse Responsibilities: Get exposure to a wide variety of compliance matters, including legal documentation, audits, credit line management, and regulatory reporting.
- Leadership Opportunity: Take on a leadership role as the secondary Volcker Rule Responsible Officer, ensuring that trading desk activities align with the latest regulatory developments.
- Collaborative Environment: Be part of a team that works closely with the Head Office and risk owners to drive compliance and operational excellence.
Key Responsibilities:
- Regulatory Monitoring & Compliance: Monitor regulations and ensure compliance with BSA/AML, FATCA, and other key regulatory requirements.
- Account & Credit Line Management: Assist with the creation of customer profiles, account maintenance, and monitor credit line compliance.
- Volcker Rule Compliance: As the secondary Volcker Rule Responsible Officer, ensure all trading desks’ activities are in line with Volcker Rule requirements, keeping up with regulatory changes.
- Operational Risk & Internal Controls: Contribute to operational risk management and the development of internal controls to improve the organization’s overall risk profile.
- Regulatory Reporting: Prepare reports, conduct account reviews, and assist with compliance testing and audits.
- Collaborate Across Teams: Liaise with the Head Office and other departments to ensure smooth operations and compliance with all regulatory frameworks.
What We’re Looking For:
- Education & Experience: A Bachelor’s degree (or equivalent) in finance, economics, data processing, or programming, with 5+ years of related experience.
- Technical Skills: Advanced proficiency in Microsoft 365 (Excel, Word, Outlook); knowledge of Visual Basic, Access, and PowerPoint is preferred.
- Financial Knowledge: Familiarity with FX, Derivatives, and capital market products is a plus.
- Regulatory Expertise: Strong understanding of ISDA, CSA, and financial compliance regulations.
- Experience: Prior work experience in a financial institution is preferred.
Why You Should Apply:
This role offers an exciting opportunity to work in a dynamic and growing financial institution, where your expertise will help ensure compliance across various regulatory frameworks. If you’re looking for a role where you can make a direct impact on the business while advancing your career, this is the perfect opportunity!
#acgresourcesjobs