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Job Ref: 14793

Salary: $135000 – $185000

Compliance Audit Manager (HYBRID)
Location: New York, NY

Job Summary:
Manage and perform internal audits in the U.S., with a focus on compliance and financial crime. Perform continuous monitoring activities. Evaluate the effectiveness of risk management, control, and governance processes.

Main Duties and Responsibilities:

  • Plan and execute audits, in accordance with audit policies, professional and regulatory standards.
  • Draft audit reports, presents findings to management and develop practical recommendations.
  • Maintain complete and accurate work papers and, at times, review the work of others.
  • Contribute to audit process improvements and efficiency, including data driven approaches.
  • Monitor and execute validation testing of assigned audit and regulatory findings.
  • Perform continuous monitoring activities to identify key changes and emerging risks.
  • Develop an effective and trusted relationship with management.
  • Perform other duties, special projects and reviews, as assigned.
  • Provides training opportunities

Qualifications Needed:
Knowledge and Skills:

  • Strong knowledge of compliance matters, including financial crime regulations.
  • Strong project management skills.
  • Knowledge of audit principles, processes, techniques, and tools. Experience with TeamMate+ preferred.
  • Familiarity with data driven approaches. Knowledge of data analytics techniques and systems is a plus (i.e., Tableau, Qlik Sense, BI tools, Phyton…).

Competencies:

  • Strong written, verbal and interpersonal communication skills required. Ability to communicate effectively with all personnel, including senior management.
  • Influential team player, with demonstrated leadership abilities.
  • Displays personal initiative, self-motivation and results orientation.
  • Sound analytical/innovative thinker, comfortable with making tough decisions and focused on continuous learning and process improvement.
  • Ability to work independently, or as part of a team.
  • Ability to manage time effectively, including ability to multitask and change priorities.

Experience Required/Preferred:

  • 5+ years relevant audit experience in banking, and compliance auditing.
  • Experience in foreign bank organizations preferred.
  •  Bachelor’s degree (Accounting or Finance) or equivalent.
  • CAMS certification (or equivalent) strongly preferred.
  • CPA, CIA, or CISA certifications (or equivalent) preferred.

Languages Required/Preferred:

  • (other than English): None.

Salary:
Depending on experience & skill
($135,000 – $185,000)
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