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Job Ref: 14784

Salary: $65000 – $150000

AVP Financial Market Documentation//Compliance-Legal experience (bilingual Chinese)
located onsite in Manhattan
Base salary $65k-$150k based on skills and experience


  • Bachelor’s degree is required, preferably in Law-related majors and with minor in Finance or Economics. Master’s degree or above is highly preferred
  • A minimum of 5 years of legal-related experience in global market business, like ISDA agreement, derivative/bond business compliance is required
  • 3 years or above regulator and law firms’ liaison experience is preferred; 1 year or above financial market business related experience is preferred
  • Candidates who have passed the NY State Bar Examination are preferred
  • Knowledge of global markets products and related risk management; prudential regulators’ regulatory requirements relating to global markets business is required
  • Document review, legal research and case analysis skills are required
  • Bilingual abilities in English and Chinese are highly preferred


  • Draft and negotiate global markets business related agreements, including ISDA, VM CSA, GRMA and etc., and partner with Legal Office and external counsel on finalizing the agreements
  • Draft and update the templates for the up mentioned agreements
  • Provide coaching and training to other team members or other departments on the up mentioned agreements and related issues
  • Establish and adopt policies, procedures, and standards of conduct that proactively manage the compliance risk of the global markets business
  • Oversee, monitor, and enforce the above mentioned compliance programs, and assess the effectiveness during their enforcement; make necessary changes if required
  • Provide training and education to team members on the above mentioned compliance programs
  • Keep track of regulatory changes and provide assessment reports
  • Monitor market practice changes by collecting market movements, and facilitate analytical and ad-hoc report on market conditions / events in order to support strategic decision making
  • Communicate with stakeholders (e.g. Fed, OCC, ISDA, CFTC, SEC) to obtain policymaking insights




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