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Job Ref: 14276

Senior Compliance Testing Officer (Actimize)
located Onsite in Manhattan

The Senior Compliance Officer is responsible for the following:
-Report to Chief Compliance Officer; serve as CCO during CCO absences.
-Perform Compliance Testing based on the Compliance Risk; present all findings at Compliance Committee meetings; follow-up on validation efforts.
-Deep understanding of NICE Actimize, assist AML team as necessary.
-Become aware/engaged in Compliance audits and Examinations; serve as point of contact.
-Prepare reporting/metrics for HO quarterly Compliance report, monthly RRWG, and monthly Compliance Committee.
-Work satisfactorily with IT, Operations, Credit, and FI – resolve AML and Compliance issues.
-Maintain BSA/OFAC/Compliance knowledge by attending third party on-line training and/or in-person.
-Update and maintain the Compliance Risk Assessment and Compliance Testing program.
-Assist CCO when Consultants are engaged to assist with validation efforts.
-Update and maintain the Part 504 Compliance program.
-Update and maintain the On Course Compliance Training program.
-Assist the CCO in managing the implementation of NICE Actimize
-Assist the CCO with the management of the enhanced Deloitte AML/OFAC Risk Assessment
-Five years + with bank under a regulator order or remediation
-Advanced degree with excellent writing skills
-Advanced skills related to Microsoft Word, Excel, Powerpoint
-Able to handle multiple projects at the same time
-Must be ACAMs certified


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