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Job Ref: 13960

AVP/VP Compliance Audit
Located in Manhattan Onsite with a commercial bank.
Vaccines are required

Qualifications 

  • Bachelor’s degree in Business or related field, and advanced degree is preferred
  • Minimum 10 years of work experience with control, risk, compliance or audit at large banking organization or regulatory experience in compliance or AML
  • Familiarity with the Bank Secrecy Act (BSA), USA PATRIOT Act, OFAC, and consumer banking regulation
  • Ability to present complex and sensitive issues to senior management
  • Have proven ability to build rapport with internal stakeholders and examiners
  • Experience as a bank examiner, auditor, consultant or compliance professional with a strong understanding of BSA, AML, and OFAC is required 
  • Experience in ensuring documentary sufficiency of analytical procedures to support audit standards and bank regulatory expectations is required
  • Proven process manager with an established track record of overseeing and executing multiple deliverables
  • Experience using computer assisted auditing tools to improve sampling and test audit assertions is required
  • Capability and willingness to develop staff, including new hires, on technical skills
  • CPA, CIA, CISSP, CISM or CISA certifications is preferred but not required

Responsibilities 

  • Supporting the oversight, design and execution of audit coverage for the Bank’s AML program consisting of the Bank Secrecy Act, the US Patriot Act, and other AML, OFAC and related regulatory requirements (“AML program”) and the compliance program

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