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Job Ref: 12467

Salary: $0 – $0

Compliance Testing Consultant Temp
located onsite in Manhattan
Job Requirements:
 
–          Bachelor’s degree is required, JD, MBA or Master’s degree is preferred;
–          5 or more years in Compliance Testing or Internal Audit within financial services industry.  Focus on consumer and bank regulatory compliance.  
–          ACAMS is preferred;
–          Knowledge of U.S. banking regulations and compliance practices with focus on BSA/AML, OFAC, and/or consumer and bank regulatory regulations, rules and requirements, and compliance risk management.
Responsibilities:
–          Perform compliance reviews across the bank to assess compliance with BSA/AML and OFAC, and/or consumer and bank regulatory regulations, rules and requirements;

–          Possess deep knowledge and significant practical experience with BSA/AML and OFAC, and/or consumer and bank regulatory compliance regulations, rules and requirements (including so called alphabet regulations);

–          Lead and /or perform compliance testing of consumer and bank compliance controls, identify issues and make recommendations and report results;

–          Identify potential compliance risks and recommend resolutions and/or escalate to appropriate individuals to determine if further investigation is necessary;

–          Develop test scripts corresponding to scope of the testing engagement and business expectations;

 

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